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van Nes et al. 1984
van Nes, P., Reinhard, R., Sanderson, T.R., Wenzel, K.-P. and Zwickl, R.D. (1984). The energy spectrum of 35- to 1600-keV protons associated with interplanetary shocks. Journal of Geophysical Research 89: doi: 10.1029/JA089iA04p02122. issn: 0148-0227.

We present the results of a statistical study on the proton energy spectra in the range of 35--1600 keV during the one-hour interval centered on the time of arrival of the shock front at the spacecraft of 75 interplanetary shocks that cover the period from August 1978 until December 1980, using the low-energy proton experiment on ISEE 3. The strength of the shocks was determined by calculating the ratio of the downstream to upstream plasma density by using the ion data obtained by the Los Alamos solar wind instrument. The shock events were sub-divided into four different classes based on the behavior of their low-energy (35--238 keV) spectral index. The signatures of the shock events and their spectral index-time profiles in the different classes are (1) smooth profiles associated with oblique, strong, and fast shocks, which roughly corresponds with predictions following from diffusive shock acceleration theory: (2) irregular profiles mainly associated with quasi-perpendicular shocks and (3) spikelike profiles associated with quasi-perpendicular shock spike events, where the properties within both classes point at predominant shock drift acceleration: (4) flat profiles, mainly associated with weak shocks accompanied by little or no shock-accelerated particles. Strong and fast oblique shocks are found to be the most effective particle accelerator. The spectrum at the shock can generally be described by two power laws with a breakpoint energy near 250 keV. For only 15% of the events the spectrum followed a power law over the full energy range. We found that the low-energy spectral index, measured immediately downstream of shocks associated with clear flux enhancements, is related to the shock strength according to predictions from first-order Fermi acceleration, irrespective of the assigned diffusive or drift character of the event.

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Journal of Geophysical Research
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